Checklist 'be 100% compliant'

Meet all AML requirements with complete investor files. 

Use this checklist to ensure that your AML administration is complete. All elements in the checklist must be added to every file. If you miss an element, you do not meet all regulatory criteria.

Download the checklist and you're guaranteed to be 100% AML compliant.

Expect to be well prepared for the regulator’s visit.

Beware: it is not sufficient to just have proof of an investor's identification. Additionally, you must take reasonable measures to verify the information provided.