Compliance Maturity Check

As an organisation subject to the AMLD, you are required to carefully screen clients, perform risk assessments and keep accurate records. But how do you know whether your compliance approach is sufficiently structured and demonstrably effective?

The Compliance Maturity Check gives you clear insight in less than 15 minutes into the extent to which your organisation complies with the AMLD and where improvements can be made.

Why the Compliance Maturity Check?

The AMLD requires more than just compliance with the basic obligations. Regulators expect compliance to be structural, up to date and demonstrably guaranteed.

The Compliance Maturity Check helps you with:

A baseline measurement of your organisation
Identifying areas for improvement in CDD and KYC processes
Assessing risk assessments and sanctions screening
Strengthening awareness and compliance culture
Better preparation for audits and supervision

How does the check work

When completing the check, you will answer 17 questions divided into 8 categories, including governance, risk assessment, customer due diligence, PEP and sanctions screening, file management, reporting, awareness and testing.

After completing the test, your score will be calculated. A maximum of 68 points can be achieved. Based on your score, you will receive your maturity level. The following guidelines are used:

Total score of 17 to 29: Level 1 - Below standard
Total score of 31 to 41: Level 2 - Basic
Total score of 42 to 54: Level 3 - Integrated
Total score of 55 to 68: Level 4 - Advanced

After completing the check, you will have a clear picture of where your organisation stands in terms of compliance. The check will give you insight into the strengths and weaknesses of your compliance policy and provide you with practical tools to strengthen Wwft compliance.

Download the Compliance Maturity Check and see where your organisation stands.