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AML Compliance as a Service

RegLab offers you complete support and guidance regarding your AML policy. For training, risk profiles, policy plans, assistance with audits as well as checking and completing files. Our team of compliance specialists is ready to help.

The key to an honest working method

Implementing an AML policy in your office is not a job to 'do in between'. What are the guidelines and standards exactly and what is expected of you during an audit? How do you ensure that the AML policy and process are seamlessly organised?

With the AML support from RegLab, expect an efficient approach and implementation. Our specialists take everything off your hands and take the initiative in all areas to comply with the AML. This includes checking and completing files, identifying gaps and giving practical instructions.

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RegLab’s AML support is interesting to whom?

  • Offices focusing on serving clients and have no time or resources available.

  • Offices whose partners and/or employees want to catch up.

  • Offices that are looking for specialised support compliance personnel for their partners and/or employees.

  • Offices that do not yet employ a Compliance Officer and are looking for a temporary solution.

  • Offices wanting to organise existing files or have them reviewed.

  • Offices wanting to accelerate client acceptance.

This support is also available for offices without the AML or compliance software.

With which issues does the AML support by RegLab help?

If you are thinking about one or more of the questions below, our AML support certainly offers added value.

  • How do I make a risk analysis for the office?
  • How do I proceed to draw up an AML policy?
  • Is our AML policy up to date and complete?
  • Am I properly implementing the AML policy in daily practice?
  • How do I shape a Customer Due Diligence (CDD) policy?
  • Is there an external source of information for all our compliance questions?
  • Who can perform an independent review of our files?
  • Is there someone I can forward complex cases to?
  • What do I need to do to be ready for the supervisor’s audit?
  • Are AML training courses available?
  • Are my AML files complete?
  • What is missing in my AML file?
  • How do I determine the 'risk appetite' for my office?
  • How do I determine the risk profile of my clients?
  • What type of research should I perform for which client?

RegLab’s AML support in a nutshell

Daily helpdesk
You will receive a quick and adequate answer to all your questions, big and small. 

Drafting policy
You will receive support from our AML consultants in drafting a risk analysis and AML policy.

Periodic health checks
You will receive periodic checks of your policy and files. You are guaranteed that your policies and procedures are screened by professionals.

Your extra check
We take a critical look, based on the latest guidelines, with you. The quality of files improves, and you comply with the four-eyes principle.

Drawing up risk profiles
Not only do our qualified consultants prepare risk profiles. They also give substance to the risk qualification. Basically, when does a file fall into a certain category and how to act.

Management information
You will periodically receive extensive and clear reports about everything that is going on internally in terms of compliance. You get first-hand advice for improvement because we continuously engage in dialogues with the supervisors.

Help with audits
You outsource the preparation of the investigation to the supervisor. This saves you time, while an audit is conducted much more smoothly.

Training
We provide workshops and training to your employees. Together we work on positive compliance acceptance.

AML support subscription

It is also possible to purchase this support as a monthly service (subscription). The costs depend on the type and amount of support. Of course, we will rapidly map the investment involved. Please do not hesitate to contact us.


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Fully prepared for supervisory inspection?

Do you want to be guaranteed 100% AML proof and ready for a visit from the regulator? Download the checklist.

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